Audit Manager

The Role: Audit Manager The Location: Tokyo, Japan The Team: S&P Global is a global leader in credit ratings, benchmarks and analytics for the global capital and commodity markets. You will be part of a global Internal Audit team with coverage for all S&P Global businesses and key subsidiaries. The S&P Global Internal Audit function is a global team with auditors located in the U.S., London, India, Hong Kong. Japan and Taiwan. The Internal Audit team performs audits across several divisions/functions within S&P Global and key subsidiaries. This key role will be responsible for the Japan Internal Audit coverage as well as supporting the audit coverage for the Asia Pacific region and across the Company. This individual contributor role will report to the Director, Asia Pacific Audit (excluding India) and will be a key member of the Asia Pacific Audit team. The Impact: This role will provide senior and local executives with an enterprise wide perspective of the state of the internal control environment and act in a trusted advisory capacity. You will be responsible for completing the audits and projects as outlined in the approved audit plan. In addition, you will serve as the designated Local Auditor for the Japan regulated entity with participation in key , meetings with local management, local committees and with the local regulator, Japanese Financial Services Agency Responsibilities: Job description • Plan and conduct audits including carrying out effective testing and evaluating the related control environment in accordance with the Company and IIA standards. • Execute the audit field work with minimum supervision and prepare work papers for supervisory review. • Prepare audit reports, including performing root cause analysis to support and draft audit findings. • Periodic engagement with the local regulator, JFSA to provide update on the Internal Audit Plan for Japan and affiliates audits with impact to local market. • Collaborate with management to identify appropriate action plans to address the root cause and findings. • Effectively lead discussions throughout all phases of the audit process (planning, fieldwork, reporting), including key audit status meetings, exit meeting etc. • Coordinate follow up with management on action plans to ensure their timely implementation and completion. • Develop and maintain productive working relationships with audit stakeholders. • Engage with local management and drive the continuous audit monitoring and risk assessment. • Maintain focus by remaining current on business developments, industry trends, emerging risks and changes to the financial and regulatory environments. • Work closely with colleagues and the audit leadership team to support audit engagements and other assurance activities. • Prioritize and organize time and workload to meet objectives and deadlines defined. What We’re looking for: • Minimum 7-10 years of experience in the internal audit, compliance, in any financial services or Big 4. • Good understanding of the financial and operational processes, risks and controls • Very good oral and written communication skills, both in Japanese and English • Ability to work independently and as a team member in a fast paced environment and handle multiple tasks simultaneously • Effective influencing and stakeholder management skills, ability to effectively challenge management on key risks and issues • Knowledge of local regulations to serve as the designated local auditor for the local regulated entity. Experience in handling Japanese Financial Services Agency (JFSA) would be advantageous. • Knowledge of data analytics and use of technology to enhance audit planning and testing (e.g. Excel, Access, Tableau, Teammate) • Ability to travel to locations outside of Japan when required Preferred Qualifications: • CIA, or equivalent professional designations What’s in it for you: The role provides extraordinary learning opportunities and the ability to work with senior management in the local market and across the Asia Pacific region. If you’re right for this role, you will meet and work with people across the Company in interesting and meaningful engagements. You’ll love this job because it provides new opportunities for professional growth daily. ----------------------------------------------------------- Equal Opportunity Employer S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment. If you need an accommodation during the application process due to a disability, please send an email to: [email protected] and your request will be forwarded to the appropriate person.  US Candidates Only: The EEO is the Law Poster http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf describes discrimination protections under federal law. ----------------------------------------------------------- 202 - Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), FINANC202.2 - Middle Professional Tier II (EEO Job Group) Job ID: 273457 Posted On: 2022-05-09 Location: Tokyo, Japan