Audit Manager

*Taiwan Ratings Corporation* The Role: Audit Manager The Location: Taipei The Team: S&P Global is a global leader in credit ratings, benchmarks and analytics for the global capital and commodity markets. You will be part of a global Internal Audit team with coverage for all S&P Global businesses and key subsidiaries. The S&P Global Internal Audit function is a global team with auditors located in the U.S., London, India, Hong Kong, Japan and Taiwan. The Internal Audit team performs audits across several divisions/functions within S&P Global and key subsidiaries. This key role will be responsible for the Taiwan Internal Audit coverage as well as supporting the audit coverage for the Asia Pacific region and across the Company. This individual contributor role will report to the Director, Asia Pacific Audit and will be a key member of the Asia Pacific Audit team. The Impact: This role will provide senior and local executives with an enterprise wide perspective of the state of the internal control environment and act in a trusted advisory capacity. You will be responsible for completing the audits and projects as outlined in the approved audit plan. In addition, you will serve as the designated Local Auditor for the Taiwan regulated entity with participation in key meetings with local management, local committees and with the local regulator, Financial Supervisory Commission (FSC). Responsibilities: Plan and conduct audits including carrying out effective testing and evaluating the related control environment in accordance with the Company and IIA standards. Execute the audit fieldwork with minimum supervision and prepare work papers for supervisory review. Prepare audit reports, including performing root cause analysis to support and draft audit findings. Collaborate with management to identify appropriate action plans to address the root cause and findings. Effectively lead discussions throughout all phases of the audit process (planning, fieldwork, reporting), including key audit status meetings, exit meeting etc. Coordinate follow up with management on action plans to ensure their timely implementation and completion. Develop and maintain productive working relationships with audit stakeholders. Engage with local management and drive the continuous audit monitoring and risk assessment, prepare the annual audit plan for Taiwan Ratings Corporation. (TRC). Ensure that Internal Audit related local regulatory requirements are fully addressed in a timely manner. Maintain focus by remaining current on business developments, industry trends, emerging risks and changes to the financial and regulatory environments. Work closely with colleagues and the audit leadership team to support audit engagements and other assurance activities. Prioritize and organize time and workload to meet objectives and deadlines defined. What We’re Looking For: Basic Qualifications: Minimum 7-10 years of experience in the internal audit, compliance, in any financial services or Big 4. Good understanding of the financial and operational processes, risks and controls Very good oral and written communication skills, both in Chinese and English Ability to work independently and as a team member in a fast paced environment and handle multiple tasks simultaneously Effective influencing and stakeholder management skills, ability to effectively challenge management on key risks and issues Knowledge of local regulations to serve as the designated local auditor for the local regulated entity. Experience in handling Financial Supervisory Commission (FSC) would be advantageous. Knowledge of agile, data analytics and use of technology to enhance audit planning and testing (e.g. Excel, Access, Tableau, Teammate) Ability to travel to locations outside of Taiwan when required Preferred Qualifications: CIA, CPA, CISA or equivalent professional designations What’s in it for you: The role provides extraordinary learning opportunities and the ability to work with senior management in the local market and across the Asia Pacific region. If you’re right for this role, you will meet and work with people across the Company in interesting and meaningful engagements. You’ll love this job because it provides new opportunities for professional growth daily. Taiwan Ratings Corp. Taiwan Ratings Corp. (TRC), the first credit rating agency in Taiwan, is a leading provider of financial market intelligence in Taiwan and through its association with S&P Global Ratings facilitates the dissemination of first-rate financial news coverage and analysis across the global market. TRC offers an unparalleled range of objective and independent information, critical thinking, opinions, news and data on local companies and markets, as well as their interconnectivity with international companies and markets. As a subsidiary of internationally renowned credit rating agency S&P Global Ratings, we are proud to play an integral role supporting the world's leading source of credit ratings, indices, investment research, risk evaluation and data to assist global financial planners in accessing the information they require for competent decision making. S&P Global Ratings S&P Global Ratings is the world’s leading provider of independent credit ratings. Our ratings are essential to driving growth, providing transparency and helping educate market participants so they can make decisions with confidence. We have more than 1 million credit ratings outstanding on government, corporate, financial sector and structured finance entities and securities. We offer an independent view of the market built on a unique combination of broad perspective and local insight. We provide our opinions and research about relative credit risk; market participants gain independent information to help support the growth of transparent, liquid debt markets worldwide. S&P Global Ratings is a division of S&P Global (NYSE: SPGI), which provides essential intelligence for individuals, companies and governments to make decisions with confidence. For more information, visit www.spglobal.com/ratings. 99 - (EEO-2 Job Categories-United States of America), 999 - (EEO Job Group) (inactive) Job ID: 266994 Posted On: 2021-12-13 Location: Taipei, Changhua County, Taiwan